Impersonation of Our Firm and our Representatives
- We only offer financial advice to clients under a formal advisory agreement.
- Hathaway Financial LLC does not provide investment advice on social media or public forums.
- Any communication claiming to represent our firm outside our official channels (e.g., email, phone, or secure client portal) should be treated with caution and unofficial.
If you receive suspicious communications claiming to be from us, please report them directly to the California Department of Financial Protection and Innovation at https://dfpi.ca.gov.
General
Hathaway Financial is a Registered Investment Adviser. You can see our registration documents linked here.
Advisory services are only offered to clients or prospective clients where Hathaway Financial and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Hathaway Financial unless a client service agreement is in place. Hathaway Financial provides links for your convenience to websites produced by other providers or industry related material. Accessing websites through links directs you away from our website. Hathaway Financial is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.
General Notice Regarding Public Reviews
While we appreciate your comments and feedback, please be aware that any form of testimony from current or past clients about their experience with our firm on our website, other websites (like Yelp, Google, etc…) or social media platforms is strictly controlled under current securities laws and we do not actively monitor or engage with such reviews.
Hyperlinks
Hathaway Financial provides links for your convenience to websites produced by other providers or industry related material. Accessing websites through links directs you away from our website. Hathaway Financial is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.
YouTube and Social Media Disclosures
Sean Hathaway hosts a podcast called Breakaway and occasionally posts videos on social media, like YouTube. He also may post or reply on public social media platforms, like X.com, Meta/Facebook/Instagram/Reels and TikTok.
The opinions expressed on the Breakaway Podcast or any other podcastand all social media outlets, including: YouTube, LinkedIn, Twitter/X, Instagram, Facebook and TikTok are solely his own and do not represent the opinions of Hathaway Financial. The Breakaway Podcast and any other social media engagement is strictly for entertainment purposes only and SHOULD NOT be relied upon for investment advice.
To determine which investments may be appropriate for you, consult your financial advisor prior to investing. Any past performance discussed during this program is no guarantee of future results.
As always please remember investing involves risk and possible loss of principal capital; please seek advice from a licensed professional.
Blog/Articles and Podcast Disclosures
The content Sean Hathaway writes about in his Blogs/Articles and/or talks about on his Podcast called Breakaway are for GENERAL informational purposes only and should not be relied upon in any manner as professional advice, or an endorsement of any practices, products or services. There can be no guarantees or assurances that the views expressed here will be applicable for any particular facts or circumstances, and should not be relied upon in any manner. You should consult your own advisers as to legal, business, tax, and other related matters concerning any investment.
Nothing on this website constitutes investment advice, performance data or any recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person. It also should not be construed as an offer soliciting the purchase or sale of any security mentioned. Nor should it be construed as an offer to provide investment advisory services by Hathaway Financial.
Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. Hathaway Financial manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results.
Any charts provided here or on any related Hathaway Financial personnel content outlets are for informational purposes only, and should also not be relied upon when making any investment decision. Any indices referenced for comparison are unmanaged and cannot be invested into directly. As always please remember investing involves risk and possible loss of principal capital; please seek advice from a licensed professional. Any projections, estimates, forecasts, targets, prospects and/or opinions expressed in these materials are subject to change without notice and may differ or be contrary to opinions expressed by others. Information in charts have been obtained from third-party sources and data, and may include those from portfolio securities of funds managed by Hathaway Financial. While taken from sources believed to be reliable, Hathaway Financial has not independently verified such information and makes no representations about the enduring accuracy of the information or its appropriateness for a given situation.
Financial Advice
Hathaway Financial is a registered investment adviser. Advisory services are only offered to clients or prospective clients where Hathaway Financial and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Hathaway Financial unless a client service agreement is in place. Hathaway Financial manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results.
Hathaway Financial LLC does NOT provide any financial advice to any person or entity unless that person is under contract with the Hathaway Financial LLC. All financial advice is either via email or verbal, and when verbal Hathaway Financial makes every effort to summarize said advice in shared documents or via email.